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Schedule Of Clearing Fees


Effective 1-1-2010

Description of Fee Correspondents Fee
DTC / Government / DWAC Delivery (per delivery) $50.00
Foreign Security Delivery (per delivery) $100.00
Federal Reserve Wire Transfer $35.00
International Wire Transfer $50.00
Non-Sufficient Funds (per item) $40.00
Online Web Bill Payment $ 6.00 Monthly
Paid Overdraft (per item) $35.00
Regulation T Extension $20.00
Return Deposit (Check) $40.00
Stop Payment $30.00
Visa Debit Card $40.00
Check Writing $20.00
Check Copies $5.00 per item
Pre-Payment $35.00 + Interest
Cash Debits (Charge begins on Settlement date + 2) Standard Margin Rates
Overnight Delivery Package $25.00
Overnight Delivery Package (Saturday Delivery) $35.00
Aged non-transferable securities (Held in account) $25.00
Bond Redemption / Conversions (physical certificates) $100.00
Bulletin Board Security (processing fee) $150.00
Bulletin Board Security (Sterne Agee obtains paperwork & processes) $300.00
DRS Transfer $100.00
DRS Reject $50.00
Employee Stock Option Processing $20.00
Foreign Physical Certificate Receive / Deliver $250.00
Legal Transfer (per transfer) $50.00
Restricted Security Clearance (per clearance) $100.00
Return Deposit (Certificate) $150.00
Semi-Annual Safekeeping (per certificate) $30.00
Accommodation Transfer (Non-DTC Eligible Certificates) $100.00
Transfer & Ship (per trade) $600.00
Rights / Warrants Subscription $75.00
Copies of Aged Monthly Statements / Confirms $10.00
Confirm Fee $6.50
Option Exercise / Assignment Surcharge $25.00
Annual Administrative Fee $65.00
Pledge Account Setup Fee $50.00
Processing ACAT Transfer Out $75.00
IRA FEES
Annual Fees (not prorated) $50.00
Annual Limited Partnership Fee / Private Asset Fee $50.00
Termination Fee $100.00
Termination and Transfer Fee $150.00
Processing / Review (Limited Partnership / Private Asset) $20.00
Profit sharing Plan Fee $65.00
per participant $5.00
UNI-K (personal 401-k) $65.00
TOD FEES
Establishment $50.00
Change of Beneficiary $25.00
Transfer of Beneficiary $200.00
Termination $100.00



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